Get help finding the Right Regulation D Lawyer
According to the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an approved exemption. Regulation D also called "Reg D" provides three exemptions from the registration requirements. Regulation D allows some smaller companies to offer and sell securities without registering their securities with the SEC.Companies using a Regulation D exemption typically do not have to file reports with the SEC. Companies using a Regulation D must file a "Form D" after they sell their securities. Form D is a brief notice that includes limited information about the company, the names and addresses of the company's owners and stock promoters.
An incorrectly filed Regulation Dor Form Dcan subject your organization and its owners to legal penalties. The legal issues can be civil and criminal and include SEC violations. A poorly structured Regulation D can discourage potential investors and investment groups from purchasing securities.
A qualified Business and Securities lawyer can assist you and your company in applying for a Regulation D exemption and in filing a Form D. A business lawyer with experience in securities matters can defending you and you company against any legal action that results from errors in a Regulation D.
If you are interested in assistance from an experienced business lawyer with Regulation D filings contact Attorney Search Network today. We will help you locate the right business lawyer.
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